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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-06-06 |
Branch Locations
1000 W Broad St, Falls Church, VA 22046 • United States
8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Arlington | VA | 11/2020 | 10/2021 |
| J.P. Morgan Securities Llc | Arlington | VA | 11/2020 | 10/2021 |
| Liberty Mutual Insurance Group | Chantilly | VA | 09/2018 | 11/2020 |
| Td Bank N.A. | Alexandria | VA | 04/2018 | 09/2018 |
| Intesa Sanpaolo Bank Group | Bisceglie | 03/2010 | 03/2018 | |
| Wells Fargo Clearing Services, Llc | Falls Church | VA | 04/2023 | Present |
| Wells Fargo Bank, Na | Falls Church | VA | 04/2023 | Present |
| Citibank, Na | Washington | DC | 12/2021 | 03/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-03 |
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