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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Daymar College | Louisville | KY | 04/2012 | 07/2017 |
| Fifth Third Bank | Louisville | KY | 03/2015 | 06/2023 |
| Fifth Third Securities | Louisville | KY | 11/2020 | 06/2023 |
| Fidelity Investments | Louisville | KY | 07/2023 | 10/2025 |
| Fidelity Investments | Boston | MA | 03/2025 | 10/2025 |
| Pnc Wealth Management | Louisville | KY | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-17 |
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