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389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-04 |
| CO | RA | APPROVED | 2026-01-28 |
Branch Locations
389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Greenwood Village | CO | 11/2020 | 06/2021 |
| Bigfoot Insurance | Colorado Springs | CO | 06/2020 | 08/2020 |
| Uc-Denver | Denver | CO | 09/2019 | 09/2020 |
| Brown Cycles | Grand Junction | CO | 09/2018 | 09/2019 |
| Oregon State University | Corvallis | CO | 09/2016 | 06/2019 |
| Lakeside Bicycles | Lake Oswego | CO | 07/2015 | 09/2016 |
| Oregon State University | Corvallis | OR | 09/2017 | 06/2019 |
| Global Wealth Strategies And Associates, Llc | Denver | CO | 10/2022 | Present |
| Fidelity Investments | Greenwood Village | CO | 06/2021 | 09/2022 |
| Sax Wealth Advisors, Llc | Parsippany | NJ | 01/2026 | Present |
Name: Global Wealth Strategies & Associates, LLC - Investment Related: Y - Address: 3200 Cherry Creek Dr. S Denver CO 80209 - Nature: Registered Investment Advisor - Position: Compliance Associate - Start: 10/22 - Hours per month: 8 - Hours during trading hours: 0 - Duties: Performing back office clerical support
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-02 |
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