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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| IN | RA | APPROVED | 2025-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Costco Wholesale | Merrillville | IN | 07/2012 | 04/2021 |
| Dickson & Associates | Merrillville | IN | 07/2020 | 10/2020 |
| American United Life | Merrillville | IN | 11/2020 | 04/2025 |
| Oneamerica Securities | Merrillville | IN | 08/2021 | 04/2025 |
| Spark | Valparaiso | IN | 03/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2025 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/2020 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: SPARK INVESTMENT RELATED: NO ADDRESS: VALPARAISO, IN 46385 NATURE OF BUSINESS: DELIVERY FOR WALMART START DATE: 3/2025 POSITION/TITLE/RELATIONSHIP: DELIVERY DRIVER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: DELIVERY DRIVER FOR SPARK; 3. NAME OF OTHER BUSINESS: LOWDEN FINANCIAL PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 5/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL ADVICE AND MANAGEMENT SERVICES; 4. NAME OF OTHER BUSINESS: EPIC YOUNG PROFESSIONALS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: YOUNG PROFESSIONAL NETWORKING GROUP; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: PLANNING COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP WITH PLANNING EVENTS FOR THIS YOUNG PROFESSIONAL NETWORKING GROUP; 5. NAME OF OTHER BUSINESS: CROWN POINT CHAMBER OF COMMERECE INVESTMENT RELATED: NO ADDRESS: N MAIN ST., CROWN POINT IN 46307 NATURE OF BUSINESS: BOARD START DATE: 7/22/2026 POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: GOVERNANCE, BUILDING RELATIONSHIPS, RECRUITING, PLANNING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-04-11 |
| S65 | Uniform Investment Adviser Law Examination | 2021-12-11 |
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