Best Investors Account Sign in

Matthew John Conroy

Charles Schwab & Co., Inc.

Cary, NC

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-11
  • NC RA
    APPROVED
    Since 2023-08-11

Branch Locations

223 Weston Parkway, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Cary NC 06/2014 09/2023
Charles Schwab & Co., Inc. Cary NC 09/2023 Present
Td Ameritrade Investment Management, Llc Cary NC 06/2015 09/2023
Charles Schwab Bank, Ssb Cary NC 09/2023 Present
  • 06/2014 → 09/2023
    Td Ameritrade, Inc.
    Cary, NC
  • 09/2023 → Present
    Charles Schwab & Co., Inc.
    Cary, NC
  • 06/2015 → 09/2023
    Td Ameritrade Investment Management, Llc
    Cary, NC
  • 09/2023 → Present
    Charles Schwab Bank, Ssb
    Cary, NC
Previous Registrations
  • 2014-06-13 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Short Hills, NJ
    Cary, NC
  • 2014-06-13 → 2022-10-14
    Td Ameritrade, Inc.
    Short Hills, NJ
    Cary, NC
  • 2011-08-05 → 2014-05-30
    Pnc Wealth Management Llc
    Hamilton, NJ
    Bedminster, NJ
    Raritan, NJ
    Morristown, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-04
S63 Uniform Securities Agent State Law Examination 2008-02-06
  • S65 Uniform Investment Adviser Law Examination
    2011-08-04
  • S63 Uniform Securities Agent State Law Examination
    2008-02-06
Other Names
  • Matt Conroy
  • Matthew Conroy

View on SEC IAPD

Other Firms

VERATIS ADVISORS, INC.
RFG ADVISORY, LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TRUIST ADVISORY SERVICES, INC.
COMPERIO RETIREMENT CONSULTING, INC.
WEALTHSHIELD PARTNERS, LLC
BRODIE WEALTH MANAGEMENT

Other Investors

STEPHEN DREW SIMPSON
LIAM BRIAN JOHNSON
DEREK THOMPSON WILLIAMS
JASON WILLIAM CARTER
Kashif Osman
Ibraheem Wael Ahmad Amin
Robert Sidney Larson
Karena Lyn Bagwell

Other Offices

VERATIS ADVISORS, INC. · CARY, NC
RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
TRUIST ADVISORY SERVICES, INC. · CARY, NC
COMPERIO RETIREMENT CONSULTING, INC. · CARY, NC
WEALTHSHIELD PARTNERS, LLC · CARY, NC

More in Cary, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor