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Caroline Staples

Edward Jones

Youngsville, NC

CRD 7315738

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-14
NC RA APPROVED 2024-08-12
  • TX RA
    APPROVED
    Since 2024-08-14
  • NC RA
    APPROVED
    Since 2024-08-12

Branch Locations

126 W Main Street, Youngsville, NC 27596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Cary NC 12/2020 Present
Umemployed N/A NC 05/2014 07/2020
Unemployed N/A NC 07/2020 12/2020
  • 12/2020 → Present
    Edward Jones
    Cary, NC
  • 05/2014 → 07/2020
    Umemployed
    N/A, NC
  • 07/2020 → 12/2020
    Unemployed
    N/A, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-09
  • S66 Uniform Combined State Law Examination
    2024-08-09

View on SEC IAPD

Nearby Firms

MOLOKAI INVESTMENT MANAGEMENT, LLC
CREDIT UNION INVESTMENT SERVICES
G. A. REPPLE & COMPANY

Nearby Investors

Gabriel Warren Bowman
James Anthony Staples
JOHN NICKS MOBLEY

Nearby Offices

EDWARD JONES · YOUNGSVILLE, NC
MOLOKAI INVESTMENT MANAGEMENT, LLC · WAKE FOREST, NC
CREDIT UNION INVESTMENT SERVICES · Wake Forest, NC

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