John Nicks Mobley

Current Employers

Employment History

• 02/2011 → Present
  Secu Brokerage Services
  Raleigh, NC
• 01/2007 → Present
  State Employees' Credit Union
  Wake Forest, NC
• 05/2011 → Present
  Credit Union Investment Services
  Raleigh, NC
• 04/2012 → Present
  Members Trust Company
  Tampa, FL
• 10/2014 → Present
  Secu Life Insurance Company
  Raleigh, NC

Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: Financial Advisory Services Specialist. SERVICES OFFICER. START DATE 1/2007. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2012. TITLE: TRUST REP. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 10/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. Rental property. Address: 6009 Bellow St, Raleigh, NC 27609. Investment related. Nature: rental property. Title: Landlord. Start date: 6/15/2018. Devote approximately 1 hour per month to other business, none during securities trading hours. Duties: Act as landlord. Rental Property, 5110 Neuse Commons Lane, Unit 105, Raleigh NC 27616. Title: landlord. Duties: property management. Start date: 4/2016. Hrs/mo. 1, none during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-28
• S63 Uniform Securities Agent State Law Examination
  2011-05-11