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Catherine Marlow Easop

Edward Jones

Wake Forest, NC

CRD 1813642

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-08
NC RA APPROVED 2018-04-24
  • TX RA
    APPROVED_RES
    Since 2022-03-08
  • NC RA
    APPROVED
    Since 2018-04-24

Branch Locations

343 S White St Suite C, Wake Forest, NC 27587 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2017 Present
Allstate - Walters Insurance Agency, Inc. Wake Forest NC 04/2013 Present
  • 11/2017 → Present
    Edward Jones
    St Louis, MO
  • 04/2013 → Present
    Allstate - Walters Insurance Agency, Inc.
    Wake Forest, NC
Previous Registrations
  • 2002-02-05 → 2004-07-30
    Waddell & Reed
    West Warwick, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-23
S65 Uniform Investment Adviser Law Examination 2002-01-15
S63 Uniform Securities Agent State Law Examination 2000-02-21
  • S66 Uniform Combined State Law Examination
    2018-04-23
  • S65 Uniform Investment Adviser Law Examination
    2002-01-15
  • S63 Uniform Securities Agent State Law Examination
    2000-02-21
Designations
  • Chartered Financial Consultant
Other Names
  • Catherine M Fay
  • Catherine Marlow Fay

View on SEC IAPD

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LAUREN CLARK TYNDALL
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Nearby Offices

G. A. REPPLE & COMPANY · WAKE FOREST, NC
ALTRIUS CAPITAL MANAGEMENT, INC. · WAKE FOREST, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wake Forest, NC

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