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Catherine Marlow Easop

Edward Jones

Wake Forest, NC

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-08
NC RA APPROVED 2018-04-24
  • TX RA
    APPROVED_RES
    Since 2022-03-08
  • NC RA
    APPROVED
    Since 2018-04-24

Branch Locations

343 S White St Suite C, Wake Forest, NC 27587 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2017 Present
Allstate - Walters Insurance Agency, Inc. Wake Forest NC 04/2013 Present
  • 11/2017 → Present
    Edward Jones
    St Louis, MO
  • 04/2013 → Present
    Allstate - Walters Insurance Agency, Inc.
    Wake Forest, NC
Previous Registrations
  • 2002-02-05 → 2004-07-30
    Waddell & Reed
    West Warwick, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-23
S65 Uniform Investment Adviser Law Examination 2002-01-15
S63 Uniform Securities Agent State Law Examination 2000-02-21
  • S66 Uniform Combined State Law Examination
    2018-04-23
  • S65 Uniform Investment Adviser Law Examination
    2002-01-15
  • S63 Uniform Securities Agent State Law Examination
    2000-02-21
Designations
Other Names
  • Catherine M Fay
  • Catherine Marlow Fay

View on SEC IAPD

Other Firms

G. A. REPPLE & COMPANY
ALTRIUS CAPITAL MANAGEMENT, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
MOLOKAI INVESTMENT MANAGEMENT, LLC
CREDIT UNION INVESTMENT SERVICES
PEAK WEALTH GROUP LLC

Other Investors

Blair Cashion Griffin
LAUREN CLARK TYNDALL
David Joseph Brunswick
DAVID J BRUNSWICK
CHRISTOPHER CONNOR ROLF
Gregory Dean Daniels
William C Gass
Landon Drew Cross

Other Offices

G. A. REPPLE & COMPANY · WAKE FOREST, NC
ALTRIUS CAPITAL MANAGEMENT, INC. · WAKE FOREST, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wake Forest, NC
EDWARD JONES · WAKE FOREST, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAKE FOREST, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wake Forest, NC
MOLOKAI INVESTMENT MANAGEMENT, LLC · WAKE FOREST, NC
CREDIT UNION INVESTMENT SERVICES · Wake Forest, NC

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