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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-09 |
| IL | RA | APPROVED | 2021-03-30 |
Branch Locations
One Northfield Plaza Ste 300, Northfield, IL 60093 • United States
129 Commercial Dr Unit 9, Yorkville, IL 60560 • United States
129 Commercial Drive Unit 4, Yorkville, IL 60560 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Retirement Communities | Denver | CO | 09/2019 | 11/2020 |
| The Well | Geneva | IL | 05/2013 | 09/2019 |
| Lpl Financial, Llc | Yorkville | IL | 11/2020 | Present |
1)02/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - MILESTONE WEALTH DESIGN - INVESTMENT RELATED - YORKVILLE, IL 2)02/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - MALAS FINANCIAL INC - INVESTMENT RELATED - YORKVILLE, IL
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-30 |
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