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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-29 |
| WA | RA | APPROVED | 2022-02-04 |
Branch Locations
600 University St Suite 2300, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Accuair Suspension | San Luis Obispo | CA | 12/2016 | 08/2017 |
| Riveting Wraps | Bellevue | WA | 12/2019 | 03/2020 |
| Unemployed | Yarrow Point | WA | 03/2020 | 11/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2020 | 02/2022 |
| California Polytechnic State University | San Luis Obispo | CA | 09/2014 | 06/2019 |
| Unemployed | Yarrow Point | WA | 07/2019 | 11/2019 |
| Mml Investors Services, Llc | Seattle | WA | 02/2022 | Present |
| Mass Mutual Insurance Company | Seattle | WA | 02/2022 | Present |
NAME: JAMES ZERVAS INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 11/8/2024 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 4 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, LONG-TERM CARE, AND HEALTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-05 |
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