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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2022-04-04 |
Branch Locations
225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States
5885 Sw Meadows Road Ste 150, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James And Associates, Inc | Lake Oswego | OR | 11/2020 | 04/2022 |
| Shirts And Skins Inc. | Tualatin | OR | 08/2015 | 01/2019 |
| Mbt Marketing Communications | Portland | OR | 01/2019 | 05/2019 |
| Laundry Service | Portland | OR | 06/2019 | 08/2019 |
| Unemployment | Portland | OR | 09/2019 | 11/2020 |
| Wedbush Securities | Lake Oswego | OR | 04/2022 | Present |
(1) Shirts and Skins; Not investment related; Portland OR, Retail Merchant, Start Date: 08/2020, Hours/Month: 8, Hours during trading hours: 0 Duties: Post merchandise for sale. (2) Meta Platforms, Inc.; Not Investment Related; Portland OR; Instagram page with videos of Star Wars related content, receive a 1099 from video ad revenue; Start 8/2021; Approx 2 hours weekly - none during trading hours; Post videos and receive payments from advertisements.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-30 |
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