Ricky Dale Dunham

Employer firm

Dwr Wealth Management, LLC CRD 133743

$221M regulatory AUM 9 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → Present
  Dwr Wealth Management, Llc
  San Jose, CA
• 09/1996 → Present
  Dunham & Associates Cpas, Inc.
  San Jose, CA

Other Businesses

Mr. Dunham is also the President of Dunham Associates CPAs, Inc. , a non-investment related accounting firm located at 1884 The Alameda, San Jose, CA 95126. This relation ship started in 1996. Mr. Dunham expects to spend approximately 95% of his time working with accounting clients, mostly during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-12

Designations

• Personal Financial Specialist

Other Names

• Rick D. Dunham