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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-10-26
  • AZ RA
    APPROVED
    Since 2023-10-26

Branch Locations

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 11/2020 Present
Silent Aire Usa Inc Gilbert AZ 07/2020 11/2020
Stock & Field Elkhart IN 08/2017 05/2018
Jayco Middlebury IN 10/2016 05/2020
Global Building Products Elkhart IN 04/2014 10/2016
Unemployed Middlebury IN 05/2020 07/2020
  • 11/2020 → Present
    Phoenix, AZ
  • 07/2020 → 11/2020
    Silent Aire Usa Inc
    Gilbert, AZ
  • 08/2017 → 05/2018
    Stock & Field
    Elkhart, IN
  • 10/2016 → 05/2020
    Jayco
    Middlebury, IN
  • 04/2014 → 10/2016
    Global Building Products
    Elkhart, IN
  • 05/2020 → 07/2020
    Unemployed
    Middlebury, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-03
S63 Uniform Securities Agent State Law Examination 2021-09-03
  • S66 Uniform Combined State Law Examination
    2023-07-03
  • S63 Uniform Securities Agent State Law Examination
    2021-09-03
Other Names
  • Dustin N Witmer

View on SEC IAPD

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