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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-28
IL RA APPROVED 2022-04-14
  • TX RA
    APPROVED
    Since 2022-06-28
  • IL RA
    APPROVED
    Since 2022-04-14

Branch Locations

4301 N Harlem Ave, Norridge, IL 60706 • United States

8422 W Lawrence Ave, Norridge, IL 60706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 11/2020 Present
Bank Of America N.A. Chicago IL 11/2020 Present
Enterprise Holdings Wheeling IL 01/2020 10/2020
Valle Security Chicago IL 12/2018 03/2019
Triton Community College River Grove IL 08/2015 05/2019
Northern Illinois University Dekalb IL 08/2017 12/2019
Calabrese & Sons Inc Chicago IL 12/2018 03/2019
  • 11/2020 → Present
    Chicago, IL
  • 11/2020 → Present
    Bank Of America N.A.
    Chicago, IL
  • 01/2020 → 10/2020
    Enterprise Holdings
    Wheeling, IL
  • 12/2018 → 03/2019
    Valle Security
    Chicago, IL
  • 08/2015 → 05/2019
    Triton Community College
    River Grove, IL
  • 08/2017 → 12/2019
    Northern Illinois University
    Dekalb, IL
  • 12/2018 → 03/2019
    Calabrese & Sons Inc
    Chicago, IL
Other Businesses

I*, 5271268 Entity Type: Entity For Profit Name of OBA: J. M. Address: Schiller Park, Illinois, 60176 Investment Related: No Position, Title, Association: Other Employee Start Date: 08/22/2026 No Hours: 40 per year No Hours during trading: 0 Duties: Personal participation in local sports card shows to sell items from my private sports card collection. This is an occasional hobby activity and does not involve operating or managing a separate business or organization. Set up and manage a vendor table at local sports card shows to display, sell, and occasionally trade sports cards from my personal collection. Responsibilities include organizing inventory, interacting with attendees, and completing sales transactions related to personally owned collectibles. This is a personal hobby activity and not a formal business operation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-12
  • S66 Uniform Combined State Law Examination
    2022-04-12

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