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Goran Tomic

Pnc Wealth Management LLC

Norridge, IL

Chicago, IL

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-10-12
  • IL RA
    APPROVED
    Since 2018-10-12

Branch Locations

4350 N Harlem Ave, Norridge, IL 60706 • United States

3940 N. Harlem Ave, Chicago, IL 60634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors Orland Park IL 05/2015 10/2016
Cuna Brokerage Services, Inc. Waverly IA 10/2016 08/2017
Cuna Mutual Group Waverly IA 10/2016 08/2017
Fifth Third Bank Niles IL 08/2017 10/2018
Pnc Investments Pittsburgh PA 10/2018 Present
  • 05/2015 → 10/2016
    Bmo Harris Financial Advisors
    Orland Park, IL
  • 10/2016 → 08/2017
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 10/2016 → 08/2017
    Cuna Mutual Group
    Waverly, IA
  • 08/2017 → 10/2018
    Fifth Third Bank
    Niles, IL
  • 10/2018 → Present
    Pnc Investments
    Pittsburgh, PA
Previous Registrations
  • 2016-10-21 → 2017-08-01
    Cuna Brokerage Services, Inc.
    Schaumburg, IL
    Palatine, IL
    Waverly, IA
    Northbrook, IL
  • 2015-05-05 → 2016-10-14
    Bmo Harris Financial Advisors, Inc.
    Orland Park, IL
  • 2014-01-29 → 2015-05-04
    Pnc Wealth Management Llc
    Berwyn, IL
    Berwyn, IL
    Chicago, IL
    Chicago, IL
    Palos Hills, IL
    Burbank, IL
    Burbank, IL
    Palos Hills, IL
  • 2012-06-08 → 2014-01-23
    Citigroup Global Markets Inc.
    Chicago, IL
    Skokie, IL
  • 2011-09-19 → 2012-04-04
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
    Chicago, IL
Other Businesses

11/12/2025/ Authorized Signer/ Tipperary Door County LLC/ non- investment related/ 1 hour

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-13
S63 Uniform Securities Agent State Law Examination 2004-07-02
  • S66 Uniform Combined State Law Examination
    2011-09-13
  • S63 Uniform Securities Agent State Law Examination
    2004-07-02

View on SEC IAPD

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Other Investors

Jose M Interiano
Jose Adrian Munoz
Nancy Lay
Socorro Fajardo
Magda Skowron
ALFONSO ANGUIANO
PETER ANTHONY GRANDE
Julio Rodriguez

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NORRIDGE, IL
PNC WEALTH MANAGEMENT LLC · NORRIDGE, IL
J.P. MORGAN SECURITIES LLC · NORRIDGE, IL
LPL FINANCIAL LLC · NORRIDGE, IL
LPL FINANCIAL LLC · CHICAGO, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Harwood Heights, IL
CETERA INVESTMENT ADVISERS LLC · HARWOOD HEIGHTS, IL
ITAXANDINVESTMENTS INC · CHICAGO, IL

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