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Adan Jose Montoya

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Humble, TX

Kingwood, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-03
  • TX RA
    APPROVED
    Since 2022-05-03

Branch Locations

9649 N Sam Houston Pkwy E, Humble, TX 77396 • United States

3223 Lake Houston Pkwy, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smithincorporated Houston TX 11/2020 Present
Unemployed Humble TX 06/2020 11/2020
24 Hour Fitness Houston TX 05/2009 06/2020
Bank Of America, N.A. Houston TX 03/2022 Present
  • 11/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smithincorporated
    Houston, TX
  • 06/2020 → 11/2020
    Unemployed
    Humble, TX
  • 05/2009 → 06/2020
    24 Hour Fitness
    Houston, TX
  • 03/2022 → Present
    Bank Of America, N.A.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-30
  • S66 Uniform Combined State Law Examination
    2022-04-30

View on SEC IAPD

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