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Dominic Robert Arnold

Northern Financial Advisors, Inc

Bloomfield Hills, MI

CRD 7312710

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Employer firm

Northern Financial Advisors, Inc CRD 121088

$684M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • TAX PREP

From the firm’s Form ADV. Read the guides:

Current Employers
Northern Financial Advisors, Inc

74 E. Long Lake Rd. Suite 200, Bloomfield Hills, MI 48304 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-22
MI RA APPROVED 2024-04-22
TX RA APPROVED 2020-11-10
  • CA RA
    APPROVED
    Since 2024-04-22
  • MI RA
    APPROVED
    Since 2024-04-22
  • TX RA
    APPROVED
    Since 2020-11-10

Branch Locations

74 E. Long Lake Rd. Suite 200, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Flipspot Gymnastics And Cheer Lake Orion MI 07/2011 08/2023
Wyndgate Country Club Rochester Hills MI 05/2015 12/2016
Northern Financial Advisors, Inc. Bloomfield Hills MI 09/2017 Present
  • 07/2011 → 08/2023
    Flipspot Gymnastics And Cheer
    Lake Orion, MI
  • 05/2015 → 12/2016
    Wyndgate Country Club
    Rochester Hills, MI
  • 09/2017 → Present
    Bloomfield Hills, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-26
  • S65 Uniform Investment Adviser Law Examination
    2018-11-26
Designations
  • Certified Financial Planner

View on SEC IAPD

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