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275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-09-08 |
Branch Locations
275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 10/2020 | Present |
| Cambridge Investment Research Inc. | Faifield | IA | 12/2020 | Present |
| Unemployed | St Louis | MO | 04/2020 | Present |
| Enterprise Holdings | St Louis | MO | 06/2009 | 04/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2021 | Present |
| Krilogy Financial | St. Louis | MO | 09/2023 | Present |
| Saxony Securities | St. Louis | MO | 07/2024 | Present |
1.) Krilogy- DBA for Investment Advisory and securities-related Business- Investment Related 2.) Krilogy- OBA for Investment Advisory Business- Investment Related, 150 hours per month during trading. 3.) Insurance Sales- OBA for Life Insurance and other Insurance products- Not Investment Related, 80 hours per month during trading. 4.) Saxony Securities, Inc; investment related; 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; 7/1/2024; 5-10 hours; 5-10 hours; independent contractor providing variable annuity based brokerage services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-23 |
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