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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-12-08 |
| TX | RA | APPROVED | 2021-04-15 |
| CT | RA | APPROVED | 2021-03-19 |
Branch Locations
One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Greenwich | CT | 10/2020 | Present |
| Cameron Engineering & Associates Of New York, Pllc | New York | NY | 06/2018 | 08/2018 |
| Barnes And Noble College At Roger Williams University | Bristol | RI | 01/2018 | 02/2020 |
| Children's Studio For The Performing Arts | Shelton | CT | 02/2014 | 08/2017 |
| Roger Williams University | Bristol | RI | 09/2016 | 05/2020 |
| Unemployed | Shelton | CT | 06/2020 | 09/2020 |
Name: Center for Advanced Financial Education Junior Advisory Board of Directors Investment Related: No Address: One Old Ferry Road, Bristol, RI 02809 Nature of Business: Report to director and Senior Board Members on how to enhance the program Title: Junior Advisory Board Member Start Date: August 1, 2020 Hours a month: 2 Hours a month during trading hours: 0 My duties: Advise on the mechanics of the program, such as fundraising and mentoring of students.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-19 |
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