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Current Employers
Provenance Wealth Advisors

200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-11-19
  • FL RA
    APPROVED
    Since 2024-11-19

Branch Locations

200 East Las Olas Boulevard 19Th Floor, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Philadelphia PA 11/2020 06/2022
Emoney Advisor Llc Radnor PA 08/2019 11/2020
Oskin Leadership Institute Chester PA 10/2014 12/2016
Airport Diner Ocean City NJ 05/2015 09/2016
Emoney Advisor Llc Radnor PA 08/2017 08/2019
None Philadelphia PA 01/2017 08/2017
Citizens Securities, Inc. Philadelphia PA 06/2022 06/2024
Unemployed West Palm Beach FL 06/2024 10/2024
Pwa Securities Llc West Palm Beach FL 10/2024 Present
  • 11/2020 → 06/2022
    Philadelphia, PA
  • 08/2019 → 11/2020
    Emoney Advisor Llc
    Radnor, PA
  • 10/2014 → 12/2016
    Oskin Leadership Institute
    Chester, PA
  • 05/2015 → 09/2016
    Airport Diner
    Ocean City, NJ
  • 08/2017 → 08/2019
    Emoney Advisor Llc
    Radnor, PA
  • 01/2017 → 08/2017
    None
    Philadelphia, PA
  • 06/2022 → 06/2024
    Philadelphia, PA
  • 06/2024 → 10/2024
    Unemployed
    West Palm Beach, FL
  • 10/2024 → Present
    Pwa Securities Llc
    West Palm Beach, FL
Previous Registrations
Other Businesses

Provenance Wealth Advisors- Independent RIA - 200 E. Las Olas Blvd 19th Fl Ft.Lauderdale, FL 33301 - Employee- Start Date 10/7/2024 less than 40 hours per week for administrative duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-17
  • S66 Uniform Combined State Law Examination
    2021-05-17
Designations
Other Names
  • Bill Dahm
  • Williams Charles Dahm Iii

View on SEC IAPD

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