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19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-11-10 |
Branch Locations
19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States
200 1St Avenue Nw Suite 407, Hickory, NC 28601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alphastar Capital Management, Llc | Cornelius | NC | 11/2020 | Present |
| Brockland Company & Associates | Morganton | NC | 11/2010 | Present |
| Dean Financial Llc | Hickory | NC | 05/2016 | Present |
Sales of insurance products. I.e. Annuities and healthcare. Dean Financial LLC President 200 1st Ave NW Ste 407 Hickory NC 28601 Investment Related - Sell Annuities, life and Medicare Brockland Co and Associates 207 E union Street Morganton NC 28655 Investment Related - Sell Healthcare insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-17 |
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