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Current Employers
Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-11-10
  • NC RA
    APPROVED
    Since 2020-11-10

Branch Locations

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

200 1St Avenue Nw Suite 407, Hickory, NC 28601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alphastar Capital Management, Llc Cornelius NC 11/2020 Present
Brockland Company & Associates Morganton NC 11/2010 Present
Dean Financial Llc Hickory NC 05/2016 Present
  • 11/2020 → Present
    Alphastar Capital Management, Llc
    Cornelius, NC
  • 11/2010 → Present
    Brockland Company & Associates
    Morganton, NC
  • 05/2016 → Present
    Dean Financial Llc
    Hickory, NC
Other Businesses

Sales of insurance products. I.e. Annuities and healthcare. Dean Financial LLC President 200 1st Ave NW Ste 407 Hickory NC 28601 Investment Related - Sell Annuities, life and Medicare Brockland Co and Associates 207 E union Street Morganton NC 28655 Investment Related - Sell Healthcare insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-17
  • S65 Uniform Investment Adviser Law Examination
    2020-09-17

View on SEC IAPD

Other Firms

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