Warren Paul Brockett

Current Employers

Employment History

• 09/2013 → 08/2018
  Axa Advisors Llc
  Columbia, MD
• 08/2018 → 06/2024
  Massmutual
  Columbia, MD
• 09/2018 → 06/2024
  Mml Investors Services
  Columbia, MD
• 06/2024 → Present
  Cambridge Investment Research Inc.
  Fairfield, IA
• 06/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-10-17 → 2024-07-01
  Mml Investors Services, Llc
  Elkridge, MD
  Columbia, MD
  Hunt Valley, MD
  Severna Park, MD
• 2013-09-23 → 2018-09-10
  Equitable Advisors, Llc
  Columbia, MD
• 2005-05-03 → 2013-09-19
  Osaic Fa, Inc.
  Lutherville, MD
  Annapolis, MD
  Vienna, VA

Other Businesses

1. BWMC NEXT GENERATION BOARD, 301 Hospital Drive, Glen Burnie MD 21061, United States, 04/17/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 6 HR/MO - 0 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/27/2024 3. WOODSWISE, 452 Arundel Beach Road, ARUNDEL BEACH RD, Severna Park MD 21146, 04/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5 HR/MO, 0 HR/MO TRADING. 4. LEADING EDGE WEALTH ADVISORS/ LEWA, 2007 Tidewater Colony Dr, Annapolis, MD 21146, 10/2025, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-21

Other Names

• Warren Paul Brockett
• Warren Paul Brockett