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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-20 |
| MD | RA | APPROVED | 2010-12-07 |
Branch Locations
2007 Tidewater Colony Dr. Ste 2B, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 12/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2010 | Present |
1) CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS INC INV REL: N ADD: 1425 K STREET NW SUITE 500 WASHINGTON DC NATURE: TO BENEFIT PUBLIC BY GRANTING THE CFP DESIGNATION AND UPHOLDING IT AS THE RECOGNIZED STANDARD OF EXCELLENCE FOR PERSONAL FINANCIAL PLANNING POSITION: CFO START DATE:11/30/09 HR/MO:200 HR/MO D TRAD:200 DUTIES: RESPONSIBLE FOR ALL FINANCIAL ACTIVITIES OF THE CFP BOARD 2) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 3) CPA/ENROLLED AGENT/TAX PREPARER/ACCOUTING SERVICES, 1610 W ST # 105 ANNAPOLIS MD 21401, 01/1995, CPA. TAX PREPARATION, NIR, 25 HRS/YR 0 HR TRADING 4) ANNE ARUNDEL CONFLICT RESOLUTION CENTER, 2666 RIVA RD STE 130 ANNAPOLIS MD, 07/2018, TREASURER, NIR, 4 HR/MO 0 HR/MO TRADING 5) EPPING FOREST, INC 354 SEVERN ROAD ANNAPOLIS MD, COMMUNITY VOLUNTEER, 01/2005, NIR, 3 HR/MO 0 HR/MO TRADING 6) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2010, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 7) LEADING EDGE WEALTH ADVISORS LLC, 2007 TIDEWATER COLONY DRIVE SUITE 2B ANNAPOLIS MD 21401, 06/2013, SECURITIES DBA, INV REL, 160 HR/MO 160 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-05 |
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