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Cody Wald

First Class Financial

Golden Valley, MN

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Current Employers
First Class Financial

Golden Valley, MN • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-05-04
  • MN RA
    APPROVED
    Since 2026-05-04

Branch Locations

Golden Valley, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Lakeville MN 05/2021 04/2026
Deloitte And Touche Minneapolis MN 10/2018 10/2020
Unemployed Anoka MN 05/2018 10/2018
Full-Time Student Collegeville MN 08/2015 05/2018
Ameriprise Financial Services, Llc Lakeville MN 10/2020 05/2021
Ameriprise Financial Services, Llc Lakeville MN 10/2021 04/2026
First Class Financial Llc Golden Valley MN 02/2026 Present
First Class Financial Llc Golden Valley MN 05/2026 Present
Previous Registrations
Other Businesses

Cody Wald, Sole Proprietor; Investment Related; Golden Valley, MN; Insurance; Independent Agent; 03/2022; 10 hrs./month; 10 hrs. during trading; insurance sales and service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-23
  • S66 Uniform Combined State Law Examination
    2021-09-23
Designations
Other Names
  • Cody Wald
  • Cody Andrew Wald

View on SEC IAPD

Other Firms

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
EVEREST FINANCIAL GROUP
THRIVENT INVESTMENT MANAGEMENT INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
ALLIANZ INVESTMENT MANAGEMENT LLC
MMA SECURITIES LLC

Other Investors

ERLE BEAN SAVAGE
DAVID JAY GOLDENBERG
MICHAEL J SCHUMACHER
CHARLES GORDON JENSEN
TAI HWEE STANLEY DIONG
JULIEANN ELIZABETH SCHROEDER
JOHN WILLIAM MACKIMM
Joseph Norman Johnston

Other Offices

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC · GOLDEN VALLEY, MN
EVEREST FINANCIAL GROUP · MINNEAPOLIS, MN
THRIVENT INVESTMENT MANAGEMENT INC. · GOLDEN VALLEY, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Golden Valley, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GOLDEN VALLEY, MN
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. · GOLDEN VALLEY, MN
OSAIC WEALTH, INC. · MINNEAPOLIS, MN
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. · GOLDEN VALLEY, MN

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