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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proequities Inc. | Omaha | NE | 08/2016 | 03/2018 |
| Senior Market Sales | Omaha | NE | 07/2016 | Present |
| Dba - Futurity First Insurance Group (Ffig) | Omaha | NE | 07/2016 | Present |
| Securities America, Inc. | Omaha | NE | 03/2018 | 06/2024 |
| Securities America Advisors | Omaha | NE | 03/2018 | 06/2024 |
| Osaic Wealth, Inc. | Omaha | NE | 06/2024 | Present |
| Osaic Wealth, Inc. | Omaha | NE | 06/2024 | Present |
***ALLIANT/ SENIOR MARKET SALES POSITION: Compliance Manager NATURE: Employee of Alliant/Senior Market Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/18/2016 ADDRESS: 8420 W DODGE RD, Omaha NE 68114, United States DESCRIPTION: I am an employee of Alliant/Senior Market Sales and report and provide guidance to senior leadership regarding compliance issues that may affect Senior Market Sales as owner of its subsidiary, Futurity First ***Futurity First Insurance Group - DBA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-13 |
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