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Domonic Alan Gustafson

Osaic Wealth, Inc.

Omaha, NE

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-06-14
TX RA APPROVED_RES 2024-06-14
  • NE RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-14

Branch Locations

8420 W Dodge Rd, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities Inc. Omaha NE 08/2016 03/2018
Senior Market Sales Omaha NE 07/2016 Present
Dba - Futurity First Insurance Group (Ffig) Omaha NE 07/2016 Present
Securities America, Inc. Omaha NE 03/2018 06/2024
Securities America Advisors Omaha NE 03/2018 06/2024
Osaic Wealth, Inc. Omaha NE 06/2024 Present
Osaic Wealth, Inc. Omaha NE 06/2024 Present
  • 08/2016 → 03/2018
    Proequities Inc.
    Omaha, NE
  • 07/2016 → Present
    Senior Market Sales
    Omaha, NE
  • 07/2016 → Present
    Dba - Futurity First Insurance Group (Ffig)
    Omaha, NE
  • 03/2018 → 06/2024
    Securities America, Inc.
    Omaha, NE
  • 03/2018 → 06/2024
    Securities America Advisors
    Omaha, NE
  • 06/2024 → Present
    Omaha, NE
  • 06/2024 → Present
    Omaha, NE
Previous Registrations
  • 2018-03-26 → 2024-06-14
    Securities America Advisors, Inc.
    Omaha, NE
  • 2016-08-23 → 2018-03-21
    Concourse Financial Group Securities, Inc.
    Omaha, NE
    Omaha, NE
    Birmingham, AL
  • 2012-07-25 → 2016-07-14
    Securities America Advisors, Inc.
    La Vista, NE
  • 2015-03-04 → 2016-07-14
    Arbor Point Advisors
    La Vista, NE
  • 2010-05-13 → 2012-08-23
    Germantown, TN
  • 2008-08-15 → 2009-09-01
    Englewood, CO
    Denver, CO
Other Businesses

***ALLIANT/ SENIOR MARKET SALES POSITION: Compliance Manager NATURE: Employee of Alliant/Senior Market Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/18/2016 ADDRESS: 8420 W DODGE RD, Omaha NE 68114, United States DESCRIPTION: I am an employee of Alliant/Senior Market Sales and report and provide guidance to senior leadership regarding compliance issues that may affect Senior Market Sales as owner of its subsidiary, Futurity First ***Futurity First Insurance Group - DBA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-14
S63 Uniform Securities Agent State Law Examination 2007-08-13
  • S66 Uniform Combined State Law Examination
    2008-08-14
  • S63 Uniform Securities Agent State Law Examination
    2007-08-13
Other Names
  • Domonic Alan Gustafson
  • Domonic A. Gustafson
  • Dom Gustafson

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