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Current Employers
Clearwater Capital Partners

2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-12
  • IL RA
    APPROVED
    Since 2021-03-12

Branch Locations

2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Cambridge Cambridge Centre For Alternative Finance Cambridge 05/2019 Present
University Of Cambridge Cambridge 09/2018 09/2020
Urwego Bank (Hope International) Kigali 09/2017 08/2018
Pnc Bank Indianapolis IN 11/2016 08/2017
First Merchants Bank Indianapolis IN 06/2015 11/2016
  • 05/2019 → Present
    University Of Cambridge Cambridge Centre For Alternative Finance
    Cambridge
  • 09/2018 → 09/2020
    University Of Cambridge
    Cambridge
  • 09/2017 → 08/2018
    Urwego Bank (Hope International)
    Kigali
  • 11/2016 → 08/2017
    Pnc Bank
    Indianapolis, IN
  • 06/2015 → 11/2016
    First Merchants Bank
    Indianapolis, IN
Other Businesses

University of Cambridge, Judge Business School, Cambridge Centre for Alternative Finance, not investment related, 10 Trumpington Street, Cambridge, CB2 1QA. Research Centre covering tech-enabled financial innovation. Associate Director of Business & Operations. Started May 2019. I devote approximated 160 hours per month to this business, roughly 80 of which are during securities trading hours. I provide direction for development of the research centre, work on new business development from grant funders, manage the organization's budget, manage projects and relationships with internal and external stakeholders. Financial Innovation Commons Ltd. Not investment related.10 Trumpington Street, Cambridge CB2 1QA. Holding Company for shareholding equity stake in Regulatory Genome Development Ltd. Director & Member. November 2020. Less than 1 hour per month dedicated to this activity all outside securities trading hours. Governance over the shareholder agreement for Regulatory Genome Development Ltd., with shares held in FINCO, the Limited Company. Regulatory Genome Development Ltd. Not Investment Related. 208 Mill Road, Cambridge, Cambridgeshire, CB1 3NF. Creates applications based on machine-readable regulation and developing a marketplace for third party development on the global corpus of machine-readable regulation. Shareholder, via Finance Innovation Commons, Ltd. November, 2020. Less than 1 hour per month dedicated to this activity, all outside securities trading hours. I only maintain a financial interest in this company, as I will have no voting rights & am not involved in the management or operational decisions of the entity in any regard.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-11
  • S65 Uniform Investment Adviser Law Examination
    2021-03-11

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