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2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-03-12 |
Branch Locations
2800 West Higgins Road Suite 1025, Hoffman Estates, IL 60169 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Cambridge Cambridge Centre For Alternative Finance | Cambridge | 05/2019 | Present | |
| University Of Cambridge | Cambridge | 09/2018 | 09/2020 | |
| Urwego Bank (Hope International) | Kigali | 09/2017 | 08/2018 | |
| Pnc Bank | Indianapolis | IN | 11/2016 | 08/2017 |
| First Merchants Bank | Indianapolis | IN | 06/2015 | 11/2016 |
University of Cambridge, Judge Business School, Cambridge Centre for Alternative Finance, not investment related, 10 Trumpington Street, Cambridge, CB2 1QA. Research Centre covering tech-enabled financial innovation. Associate Director of Business & Operations. Started May 2019. I devote approximated 160 hours per month to this business, roughly 80 of which are during securities trading hours. I provide direction for development of the research centre, work on new business development from grant funders, manage the organization's budget, manage projects and relationships with internal and external stakeholders. Financial Innovation Commons Ltd. Not investment related.10 Trumpington Street, Cambridge CB2 1QA. Holding Company for shareholding equity stake in Regulatory Genome Development Ltd. Director & Member. November 2020. Less than 1 hour per month dedicated to this activity all outside securities trading hours. Governance over the shareholder agreement for Regulatory Genome Development Ltd., with shares held in FINCO, the Limited Company. Regulatory Genome Development Ltd. Not Investment Related. 208 Mill Road, Cambridge, Cambridgeshire, CB1 3NF. Creates applications based on machine-readable regulation and developing a marketplace for third party development on the global corpus of machine-readable regulation. Shareholder, via Finance Innovation Commons, Ltd. November, 2020. Less than 1 hour per month dedicated to this activity, all outside securities trading hours. I only maintain a financial interest in this company, as I will have no voting rights & am not involved in the management or operational decisions of the entity in any regard.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-11 |
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