Anthony William Frambes

Employer firm

Horter Investment Management, LLC CRD 119880

$314M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 01/2021
  Awf Investments Llc
  Edgewood, KY
• 02/2015 → 12/2020
  Conformis Inc
  Billerica, MA
• 01/2021 → 07/2021
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2021 → 07/2021
  Northwestern Mutual Investment Services Llc
  Cincinnati, OH
• 07/2021 → 07/2024
  Alphamark Advisors, Llc
  Ft. Wright, KY
• 07/2024 → Present
  Horter Investment Management, Llc
  Cincinnati, OH

Previous Registrations

• 2021-07-20 → 2024-07-23
  Alphamark Advisors, Llc
  Ft. Wright, KY

Other Businesses

Name of Business: AWF Management Services LLC; Whether the business is investment related: No; Address of other business: 556 Columbine Ct, Edgewood, KY, USA, 41017; Nature of business: Medical therapy: Your position: 100% Owner; Start Date: 08/27/2019; Approximate number of hours/month you devote to other business: 3 hours per week; number of hours you devote to other business during securities trading hours: 0 hours; Briefly describe duties: Holding company for business ventures, Holding company for medical therapy silent investment projects.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-14
• S63 Uniform Securities Agent State Law Examination
  2021-03-18

Other Names

• Tony Frambes