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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2022-01-04 |
Branch Locations
6695 S. 1300 East, Cottonwood Heights, UT 84121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2020 | Present |
| Alliance Benefit Group Rocky Mountain | Midvale | UT | 05/2014 | 10/2020 |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 01/2022 | Present |
1) MARQUES NIELSON, NOTARY, 6695 S 1300 E, Cottonwood Heights UT, 08/27/2021, NIR, 1 HR/MO- 0/TRADING HR. Notary Public activities 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) RETIREMENT STRATEGY GROUP, 6695 S 1300 E, Cottonwood Heights UT, 01/2023, OWNER, S-CORP FOR EXPENSES, NIR, 1 HR/MO - 0 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-07 |
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