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Gillian Nicole Goldberg

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-31
CA RA APPROVED 2021-07-14
  • TX RA
    APPROVED
    Since 2021-07-31
  • CA RA
    APPROVED
    Since 2021-07-14

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2020 Present
Courtyard By Marriott Scottsdale AZ 01/2013 01/2018
Maggiano's Little Italy Scottsdale AZ 08/2017 12/2020
Conceptually Social Phoenix AZ 02/2019 10/2019
Unemployed Scottsdale AZ 04/2020 10/2020
Bank Of America, N.A. Chandler AZ 01/2024 Present
  • 10/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 01/2013 → 01/2018
    Courtyard By Marriott
    Scottsdale, AZ
  • 08/2017 → 12/2020
    Maggiano's Little Italy
    Scottsdale, AZ
  • 02/2019 → 10/2019
    Conceptually Social
    Phoenix, AZ
  • 04/2020 → 10/2020
    Unemployed
    Scottsdale, AZ
  • 01/2024 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-12
  • S66 Uniform Combined State Law Examination
    2021-07-12
Other Names
  • Gillian Goldberg

View on SEC IAPD

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Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

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