John Payton

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2024-12-11

Branch Locations

3033 Heritage Green Dr., Monroe, OH 45050 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
National Financial Services Llc	Boston	MA	10/2008	12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cincinnati	OH	05/2017	Present
Unemployed	Cincinnati	OH	12/2016	05/2017
Bank Of America, N.A.	Cincinnati	OH	10/2017	Present
Fifth Third Bank	Cincinnati	OH	12/2024	Present
Merrill Lynch	Cincinnati	OH	05/2017	12/2024
Unemployed	Cincinnati	OH	12/2016	05/2017
Fidelity Brokerage Services	Boston	MA	07/2010	12/2016
National Financial Services	Boston	MA	02/2009	12/2016
Fifth Third Securities	Cincinnati	OH	12/2024	Present

10/2008 → 12/2016

National Financial Services Llc

Boston, MA
05/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
12/2016 → 05/2017

Unemployed

Cincinnati, OH
10/2017 → Present

Bank Of America, N.A.

Cincinnati, OH
12/2024 → Present

Fifth Third Bank

Cincinnati, OH
05/2017 → 12/2024

Merrill Lynch

Cincinnati, OH
12/2016 → 05/2017

Unemployed

Cincinnati, OH
07/2010 → 12/2016

Fidelity Brokerage Services

Boston, MA
02/2009 → 12/2016

National Financial Services

Boston, MA
12/2024 → Present

Fifth Third Securities

Cincinnati, OH

2017-06-28 → 2024-12-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH
2008-06-23 → 2008-10-17

Fifth Third Securities, Inc.

Cincinnati, OH
2005-04-14 → 2008-03-26

Cleararc Capital, Inc.

Cincinnnati, OH

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-06-27
S63	Uniform Securities Agent State Law Examination	2009-07-29
S65	Uniform Investment Adviser Law Examination	2005-04-12

Other Firms