James Henry Jaramillo

Current Employers

Employment History

• 03/2011 → 05/2019
  Lpl Financial, Llc
  Milwaukee, WI
• 03/2011 → Present
  Independent Financial Partners
  Milwaukee, WI
• 03/2011 → 12/2018
  Sheridan Road Advisors, Llc
  Milwuakee, WI
• 05/2019 → Present
  Ifp Securities, Llc
  Schaumburg, IL
• 01/2019 → Present
  Finspire, Llc
  Schaumburg, WI

Previous Registrations

• 2018-10-02 → 2018-12-31
  Sheridan Road Advisors, Llc, A Hub International Company
  Milwuakee, WI
  Northbrook, IL
• 2011-03-30 → 2011-03-30
  Lpl Financial Llc
  Mequon, WI
  Schaumburg, IL
• 2008-09-02 → 2011-03-23
  Osaic Services, Inc.
  Scottsdale, AZ
  New York, NY
  Glendale, WI

Other Businesses

(1) 01/2019 - Finspire, LLC - Investment Related - At Reported Business Location - DBA - Registered Rep and IAR. Minority owner (>5%). (2) Eric Henry Jaramillo Revocable Trust; not investment related; 8808 W Bennington Ct, Mequon, WI 53097; Trustee for family revocable trust, Managet Trust assets on behalf of the beneficiaries; start 8/18/2013; 0.5 hrs/week. (3) Brighton Ridge Homeowners Association, Inc; Not investment related; Mequon, WI; Board Member; Participate in the decision making process for Association-related items, including but not limited to budget review, property improvement review, allocation of resources, maintenance scheduling and overall process review for Association-related requests; Start 10/23/2018; 1.5 hrs/mo; .5 hr/mo during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-05-18
• S63 Uniform Securities Agent State Law Examination
  2005-04-01

Other Names

• James Henry Jaramillo