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William R. Thompson

Equitable Advisors, LLC

Cary, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-14
NC RA APPROVED 2020-12-04
  • TX RA
    APPROVED_RES
    Since 2026-05-14
  • NC RA
    APPROVED
    Since 2020-12-04

Branch Locations

1020 Southhill Dr Suite 350, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 10/2020 Present
Unemployed Cary NC 06/2020 10/2020
Nortel / Genband / Ribbon Communications Research Triangle Park NC 06/1986 06/2020
  • 10/2020 → Present
    Equitable Advisors, Llc
    New York, NY
  • 06/2020 → 10/2020
    Unemployed
    Cary, NC
  • 06/1986 → 06/2020
    Nortel / Genband / Ribbon Communications
    Research Triangle Park, NC
Other Businesses

(1) DBA: Prestige Financial Group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-24
  • S66 Uniform Combined State Law Examination
    2020-11-24
Other Names
  • Bill Thompson
  • William Thompson
  • William Raymond Thompson

View on SEC IAPD

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Karena Lyn Bagwell

Other Offices

VERATIS ADVISORS, INC. · CARY, NC
RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
TRUIST ADVISORY SERVICES, INC. · CARY, NC
COMPERIO RETIREMENT CONSULTING, INC. · CARY, NC
WEALTHSHIELD PARTNERS, LLC · CARY, NC

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