Simon Henry Peterson

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-12-19

Branch Locations

4184 Saint Cloud Drive, Loveland, CO 80538 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wheaton College Facilities Management	Wheaton	IL	06/2015	01/2019
First Trust Portfolios	Wheaton	IL	06/2019	03/2020
Robert W. Baird	Winnetka	IL	10/2020	05/2021
Unemployed	Glen Ellyn	IL	03/2020	09/2020
Wheaton College	Wheaton	IL	08/2016	05/2020
First Trust Portfolios L.P.	Fort Collins	CO	05/2021	10/2024
Raymond James Financial Services, Inc.	Fort Collins	CO	10/2024	11/2025
Impact Financial Strategies	Fort Collins	CO	10/2024	11/2025
Raymond James Financial Services Advisors, Inc	Fort Collins	CO	01/2025	11/2025
Thrivent Investment Management Inc	Loveland	CO	12/2025	Present
Thrivent Financial	Appleton	WI	12/2025	Present

06/2015 → 01/2019

Wheaton College Facilities Management

Wheaton, IL
06/2019 → 03/2020

First Trust Portfolios

Wheaton, IL
10/2020 → 05/2021

Robert W. Baird

Winnetka, IL
03/2020 → 09/2020

Unemployed

Glen Ellyn, IL
08/2016 → 05/2020

Wheaton College

Wheaton, IL
05/2021 → 10/2024

First Trust Portfolios L.P.

Fort Collins, CO
10/2024 → 11/2025

Raymond James Financial Services, Inc.

Fort Collins, CO
10/2024 → 11/2025

Impact Financial Strategies

Fort Collins, CO
01/2025 → 11/2025

Raymond James Financial Services Advisors, Inc

Fort Collins, CO
12/2025 → Present

Thrivent Investment Management Inc

Loveland, CO
12/2025 → Present

Thrivent Financial

Appleton, WI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-12-21

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