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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-02 |
| GA | RA | APPROVED | 2023-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | St Louis | MO | 10/2020 | 04/2021 |
| Us Census Bureau | Troy | AL | 08/2020 | 10/2020 |
| Lowes | Troy | AL | 05/2020 | 09/2020 |
| Momma Goldbergs Deli | Troy | AL | 03/2020 | 06/2020 |
| Unemployed | Troy | AL | 01/2020 | 05/2020 |
| Regions Bank | Troy | AL | 10/2019 | 01/2020 |
| Troy State University | Troy | AL | 05/2019 | 10/2019 |
| Gol Security | Savannah | GA | 05/2018 | 09/2018 |
| Troy State University | Troy | AL | 08/2016 | 05/2019 |
| Randstad | St Louis | MO | 04/2021 | 02/2022 |
| Wells Fargo Clearing Services | St Louis | MO | 09/2021 | 02/2022 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2022 | Present |
| E*Trade Capital Management Llc | Alpharetta | GA | 02/2022 | Present |
| Morgan Stanley | Alpharetta | GA | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-02-23 |
| S65 | Uniform Investment Adviser Law Examination | 2020-09-23 |
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