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Kathleen Fox Allen

M Holdings Securities, Inc.

Portland, OR

Bedford, NJ

CRD 4906541

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Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-12-21
OR RA APPROVED 2020-07-21
  • NJ RA
    APPROVED
    Since 2023-12-21
  • OR RA
    APPROVED
    Since 2020-07-21

Branch Locations

1125 N.W. Couch St., Ste. 900, Portland, OR 97209 • United States

Bedford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Advisory Services Llc Iselin NJ 07/2015 06/2019
Foresters Financial Services Iselin NJ 04/2016 06/2019
Foresters Financial Services Iselin NJ 06/2019 08/2019
Unemployed Belford NJ 08/2019 06/2020
M Holdings Securities, Inc. Portland OR 06/2020 Present
  • 07/2015 → 06/2019
    Foresters Advisory Services Llc
    Iselin, NJ
  • 04/2016 → 06/2019
    Foresters Financial Services
    Iselin, NJ
  • 06/2019 → 08/2019
    Foresters Financial Services
    Iselin, NJ
  • 08/2019 → 06/2020
    Unemployed
    Belford, NJ
  • 06/2020 → Present
    M Holdings Securities, Inc.
    Portland, OR
Previous Registrations
  • 2015-07-07 → 2019-06-20
    Foresters Advisory Services, Llc
    Iselin, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-27
S63 Uniform Securities Agent State Law Examination 2012-06-02
  • S65 Uniform Investment Adviser Law Examination
    2015-05-27
  • S63 Uniform Securities Agent State Law Examination
    2012-06-02

View on SEC IAPD

Nearby Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SUCCESS WEALTH MANAGEMENT LLC
INMAN FINANCIAL SERVICES, INC.

Nearby Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis

Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR

More in Portland, OR

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