Best Investors Account Sign in

Kathleen Fox Allen

M Holdings Securities, Inc.

Portland, OR

Bedford, NJ

Claim This Profile
Current Employers
M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-12-21
OR RA APPROVED 2020-07-21
  • NJ RA
    APPROVED
    Since 2023-12-21
  • OR RA
    APPROVED
    Since 2020-07-21

Branch Locations

1125 N.W. Couch St., Ste. 900, Portland, OR 97209 • United States

Bedford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Advisory Services Llc Iselin NJ 07/2015 06/2019
Foresters Financial Services Iselin NJ 04/2016 06/2019
Foresters Financial Services Iselin NJ 06/2019 08/2019
Unemployed Belford NJ 08/2019 06/2020
M Holdings Securities, Inc. Portland OR 06/2020 Present
  • 07/2015 → 06/2019
    Foresters Advisory Services Llc
    Iselin, NJ
  • 04/2016 → 06/2019
    Foresters Financial Services
    Iselin, NJ
  • 06/2019 → 08/2019
    Foresters Financial Services
    Iselin, NJ
  • 08/2019 → 06/2020
    Unemployed
    Belford, NJ
  • 06/2020 → Present
    M Holdings Securities, Inc.
    Portland, OR
Previous Registrations
  • 2015-07-07 → 2019-06-20
    Foresters Advisory Services, Llc
    Iselin, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-27
S63 Uniform Securities Agent State Law Examination 2012-06-02
  • S65 Uniform Investment Adviser Law Examination
    2015-05-27
  • S63 Uniform Securities Agent State Law Examination
    2012-06-02

View on SEC IAPD

Other Firms

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SUCCESS WEALTH MANAGEMENT LLC
INMAN FINANCIAL SERVICES, INC.
PINNACLE WEALTH ADVISORS
OSAIC WEALTH, INC.
MERCER GLOBAL ADVISORS INC.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC

Other Investors

ALEX JOHN SHEPPARD
DANIEL JOSEPH HECK
Lucas F Ellis
JACQUELYN MARIE PASCIAK
STEVEN MICHAEL FAIN
BRANDON LEE ERICKSON
DAVID KENT PEDERSON
Derek Jon Cram

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

More in Portland, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor