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Connor Lee Rosser

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 7306216

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-08
  • AZ RA
    APPROVED
    Since 2023-06-08

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 10/2020 Present
Palmcroft Church Phoenix AZ 06/2018 04/2020
Rosser Law Group Phoenix AZ 05/2020 Present
Grand Canyon University Phoenix AZ 08/2017 06/2018
Sodexo Phoenix AZ 11/2016 04/2017
Rosser Law Group Phoenix AZ 08/2012 Present
  • 10/2020 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 06/2018 → 04/2020
    Palmcroft Church
    Phoenix, AZ
  • 05/2020 → Present
    Rosser Law Group
    Phoenix, AZ
  • 08/2017 → 06/2018
    Grand Canyon University
    Phoenix, AZ
  • 11/2016 → 04/2017
    Sodexo
    Phoenix, AZ
  • 08/2012 → Present
    Rosser Law Group
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
S63 Uniform Securities Agent State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2022-04-15
  • S63 Uniform Securities Agent State Law Examination
    2021-05-07
Other Names
  • Connor L Rosser

View on SEC IAPD

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