Best Investors
Account
Sign in
Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-05-15 |
| TX | RA | APPROVED | 2026-05-13 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Total Wine & More | Charlotte | NC | 04/2018 | 10/2020 |
| Earth Fare | Charlotte | NC | 06/2017 | 04/2018 |
| Compass Catering (Bb&T Ballpark) | Charlotte | NC | 04/2017 | 09/2017 |
| Blue Mediterranean Bar & Grill | Charlotte | NC | 02/2016 | 02/2017 |
| Johnson & Wales University | Charlotte | NC | 09/2014 | 05/2018 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 10/2020 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 10/2020 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-25 |
Reach out to this advisor