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Benjamin Eugene Gaff

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 7306046

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-04-01
TX RA APPROVED 2025-03-25
  • AZ RA
    APPROVED
    Since 2025-04-01
  • TX RA
    APPROVED
    Since 2025-03-25

Branch Locations

14321 North Northsight Blvd., Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Phoenix AZ 10/2020 08/2024
U.S. Army Reserves Buckeye AZ 04/2014 04/2022
Benbenet Llc Phoenix AZ 06/2020 Present
Self-Employed Phoenix AZ 04/2020 Present
First Citizens Bank Scottsdale AZ 08/2019 08/2020
Burger King Phoenix AZ 11/2018 08/2019
Allied Universal Phoenix AZ 08/2018 11/2018
Desert Financial Credit Union Scottsdale AZ 11/2017 06/2018
Bmo Harris Bank Phoenix AZ 12/2016 11/2017
Wells Fargo Scottsdale AZ 07/2016 12/2016
Claim Jumper Phoenix AZ 10/2019 03/2020
The Vanguard Group, Inc. Scottsdale AZ 02/2025 Present
Unemployed Phoenix AZ 08/2024 02/2025
The Vanguard Marketing Corporation Scottsdale AZ 02/2025 Present
The Vanguard Advisers, Inc. Scottsdale AZ 02/2025 Present
  • 10/2020 → 08/2024
    Charles Schwab & Co., Inc
    Phoenix, AZ
  • 04/2014 → 04/2022
    U.S. Army Reserves
    Buckeye, AZ
  • 06/2020 → Present
    Benbenet Llc
    Phoenix, AZ
  • 04/2020 → Present
    Self-Employed
    Phoenix, AZ
  • 08/2019 → 08/2020
    First Citizens Bank
    Scottsdale, AZ
  • 11/2018 → 08/2019
    Burger King
    Phoenix, AZ
  • 08/2018 → 11/2018
    Allied Universal
    Phoenix, AZ
  • 11/2017 → 06/2018
    Desert Financial Credit Union
    Scottsdale, AZ
  • 12/2016 → 11/2017
    Bmo Harris Bank
    Phoenix, AZ
  • 07/2016 → 12/2016
    Wells Fargo
    Scottsdale, AZ
  • 10/2019 → 03/2020
    Claim Jumper
    Phoenix, AZ
  • 02/2025 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2024 → 02/2025
    Unemployed
    Phoenix, AZ
  • 02/2025 → Present
    The Vanguard Marketing Corporation
    Scottsdale, AZ
  • 02/2025 → Present
    The Vanguard Advisers, Inc.
    Scottsdale, AZ
Other Businesses

NAME OF BUSINESS: BENBENET LLC NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: RESIDENTIAL PRESSURE WASHING POSITION: OWNER START DATE: 6/2020 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OVERLOOK RESIDENTIAL PRESSURE WASHING BUSINESS NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: GROCERY DELIVERIES POSITION: CONTRACTED WITH INSTACART START DATE: 4/2020 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PICK UP AND DELIVER GROCERIES TO INSTACART CUSTOMERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-13
S63 Uniform Securities Agent State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2025-03-13
  • S63 Uniform Securities Agent State Law Examination
    2021-05-07
Other Names
  • Ben Gaff
  • Benjamin E Gaff
  • Benjamin Gaff

View on SEC IAPD

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