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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-21
MI RA APPROVED 2021-04-08
  • TX RA
    APPROVED
    Since 2024-02-21
  • MI RA
    APPROVED
    Since 2021-04-08

Branch Locations

1152 James Savage Rd, Midland, MI 48640 • United States

Bay City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Midland MI 10/2020 Present
Jacks Fruit And Meat Market Essexville MI 08/2020 10/2020
Engelhard Family Farms Unionville MI 09/2017 08/2020
Dow Chemical Employee Credit Union Midland MI 07/2017 09/2017
Unemployed Sanford MI 06/2017 07/2017
Vail Valley Jet Center Gypsum CO 11/2012 05/2017
  • 10/2020 → Present
    Midland, MI
  • 08/2020 → 10/2020
    Jacks Fruit And Meat Market
    Essexville, MI
  • 09/2017 → 08/2020
    Engelhard Family Farms
    Unionville, MI
  • 07/2017 → 09/2017
    Dow Chemical Employee Credit Union
    Midland, MI
  • 06/2017 → 07/2017
    Unemployed
    Sanford, MI
  • 11/2012 → 05/2017
    Vail Valley Jet Center
    Gypsum, CO
Other Businesses

Fiduciary Activities; Agent named in a health care directive or living will. Board of Directors; Board of Education; Board of Education Board Member; 3033 Wilder Rd, , Bay City , MI, 48706; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Stumpblower Woodworking; General Staff - Assist in woodshop creating pieces, sales at craft shows. My father and my uncle started a small wood working company. I am interested in helping out in the woodshop and assisting at craft shows working their booth. The responsibilities would be selling items, handling cash and credit card transactions and receiving order request. This is something I would like to do if approved. As a small business I would expect 0 compensation however in future years there maybe a small compensation for the hours worked. The business is owned by my uncle and father, my father is an Ameriprise client his information is listed below. I am not his financial advisor.; ; 2466 N Eight Mile Rd, , Sanford, MI, 48657; Not Investment-Related; 05/01/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-03
  • S66 Uniform Combined State Law Examination
    2021-04-03

View on SEC IAPD

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