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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Walnut Creek | CA | 10/2020 | Present |
| American Express | New York | NY | 12/2011 | 09/2020 |
| Bank Of America, N.A. | Walnut Creek | CA | 11/2020 | Present |
I*134259 For profit or not for profit: For-Profit Organization Name of outside business organization: Greyfin Management LLC Investment related: N Address of business New York, New York 10019 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/22/2012 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Purpose of the business: importing car floor mats from Taiwan; Responsibilities: placing orders with manufacturers, arranging shipping, and invoicing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-11 |
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