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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-10 |
| WA | RA | APPROVED | 2024-07-10 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 10/2020 | 07/2024 |
| Swatch Group (Us) Inc. | Seattle | WA | 03/2012 | 07/2020 |
| Unemployed | Seattle | WA | 08/2020 | 09/2020 |
| Bank Of America, N.A. | Seattle | WA | 01/2021 | 07/2024 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 07/2024 | Present |
I*515889 For profit or not for profit: Entity For Profit Name of outside business organization: 92-96 Waldemar LLC Investment related: N Address of business: East Boston, Massachusetts, 02128 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 8/3/2021 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Purchase and develop real estate RENTAL PROPERTY; INV RELATED; MOUNTAINLAKE TERRACE, WA; 100% OWNERSHIP; START DATE 8/1/2017; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-11 |
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