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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-05
TX RA APPROVED_RES 2023-09-05
  • FL RA
    APPROVED
    Since 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-09-05

Branch Locations

1200 South Pine Island Road Suite 800, Plantation, FL 33324 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 10/2020 09/2023
Davi Spa Brookhaven MS 07/2017 01/2018
Bb&T Delray Beach FL 06/2016 03/2017
M Nail Spa Coconut Creek FL 06/2019 08/2019
Toi Spa Lake Worth FL 04/2018 11/2018
Diva Nail Bar Coconut Creek FL 03/2017 03/2018
Davi Spa Brookhaven MS 12/2018 05/2019
Davi Spa Brookhaven MS 08/2019 09/2020
Bank Of America, N.A. Fort Lauderdale FL 01/2021 09/2023
Morgan Stanley Smith Barney Llc Plantation FL 09/2023 Present
Morgan Stanley Private Bank, N.A New York NY 10/2023 Present
  • 10/2020 → 09/2023
    Fort Lauderdale, FL
  • 07/2017 → 01/2018
    Davi Spa
    Brookhaven, MS
  • 06/2016 → 03/2017
    Bb&T
    Delray Beach, FL
  • 06/2019 → 08/2019
    M Nail Spa
    Coconut Creek, FL
  • 04/2018 → 11/2018
    Toi Spa
    Lake Worth, FL
  • 03/2017 → 03/2018
    Diva Nail Bar
    Coconut Creek, FL
  • 12/2018 → 05/2019
    Davi Spa
    Brookhaven, MS
  • 08/2019 → 09/2020
    Davi Spa
    Brookhaven, MS
  • 01/2021 → 09/2023
    Bank Of America, N.A.
    Fort Lauderdale, FL
  • 09/2023 → Present
    Morgan Stanley Smith Barney Llc
    Plantation, FL
  • 10/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

*708600- Global E-Market LLC; Investment related: Yes; Fort Lauderdale, Florida; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 8; Business Development/Growth:Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08

View on SEC IAPD

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