Samuel P Clarke

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2024 → 10/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mission Viejo, CA
• 01/2020 → 12/2023
  Allstate Insurance
  Costa Mesa, CA
• 01/2019 → 02/2020
  Professional Sports Publications
  Charlotte, NC
• 08/2015 → 05/2018
  Mcalister's Deli
  Boone, NC
• 08/2014 → 05/2018
  Appalachian State University
  Boone, NC
• 06/2018 → 01/2019
  Unemployed
  Charlotte, NC
• 03/2024 → 10/2025
  Bank Of America, N.A
  Mission Viejo, CA
• 10/2025 → Present
  Bmo Harris Bank
  Huntington Beach, CA
• 10/2025 → Present
  Lpl Financial Llc
  Huntington Beach, CA

Previous Registrations

• 2024-04-16 → 2025-10-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mission Viejo, CA
  New York, NY
  Mission Viejo, CA
  Newport Beach, CA
  Sacramento, CA
  Newport Beach, CA
  Mission Viejo, CA

Other Businesses

1. 10/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO INVESTMENT SERVICES - Investment Related - At Reported Business Location (s)

Exams

• S66 Uniform Combined State Law Examination
  2024-04-05

Other Names

• Samuel Patrick Clarke