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Kelsey Marie Spalding

Morgan Stanley

Greenwood Village, CO

Denver, CO

CRD 7305100

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-04
CO RA APPROVED 2021-02-22
  • TX RA
    APPROVED
    Since 2021-03-04
  • CO RA
    APPROVED
    Since 2021-02-22

Branch Locations

5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States

1550 Market Street Suite 600, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Greenwood Village CO 11/2020 Present
The Retro Room Denver CO 09/2016 05/2020
Unemployed N/A CO 05/2020 11/2020
  • 11/2020 → Present
    Morgan Stanley
    Greenwood Village, CO
  • 09/2016 → 05/2020
    The Retro Room
    Denver, CO
  • 05/2020 → 11/2020
    Unemployed
    N/A, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-22
  • S66 Uniform Combined State Law Examination
    2021-02-22
Other Names
  • Kelsey Marie Chestnut

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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