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Robert James Hobson

Ubs Financial Services Inc.

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-06-17
  • DC RA
    APPROVED
    Since 2024-06-17

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Fenner Pierce & Smith Washington DC 10/2020 03/2023
Oppenheimer & Co. Inc. Vienna VA 03/2023 06/2024
Pnc Financial Pittsburgh PA 12/2016 10/2020
Ymca Of Greater Pittsburgh (Wilmerding Branch) Wilmerding PA 09/2015 05/2018
Ubs Financial Services, Inc Washington DC 06/2024 Present
  • 10/2020 → 03/2023
    Merrill Lynch Fenner Pierce & Smith
    Washington, DC
  • 03/2023 → 06/2024
    Oppenheimer & Co. Inc.
    Vienna, VA
  • 12/2016 → 10/2020
    Pnc Financial
    Pittsburgh, PA
  • 09/2015 → 05/2018
    Ymca Of Greater Pittsburgh (Wilmerding Branch)
    Wilmerding, PA
  • 06/2024 → Present
    Ubs Financial Services, Inc
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-08
  • S66 Uniform Combined State Law Examination
    2024-01-08

View on SEC IAPD

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BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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