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Alexander Butler

Ubs Financial Services Inc.

Salt Lake City, UT

Weehawken, NJ

CRD 7304887

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-07-26
  • UT RA
    APPROVED
    Since 2022-07-26

Branch Locations

95 State Street, Suite 2210, Salt Lake City, UT 84111 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xtreme Cases Company Farmington UT 06/2013 12/2016
3Sixty Scenery Salt Lake City UT 12/2016 07/2017
Narus Financial Partners Salt Lake City UT 07/2017 06/2020
Narus Financial Partners Salt Lake City UT 06/2020 11/2020
Narus Financial Partners Salt Lake City UT 11/2020 06/2022
Ubs Salt Lake City UT 06/2022 Present
  • 06/2013 → 12/2016
    Xtreme Cases Company
    Farmington, UT
  • 12/2016 → 07/2017
    3Sixty Scenery
    Salt Lake City, UT
  • 07/2017 → 06/2020
    Narus Financial Partners
    Salt Lake City, UT
  • 06/2020 → 11/2020
    Narus Financial Partners
    Salt Lake City, UT
  • 11/2020 → 06/2022
    Narus Financial Partners
    Salt Lake City, UT
  • 06/2022 → Present
    Ubs
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-24
  • S65 Uniform Investment Adviser Law Examination
    2020-11-24
Other Names
  • Alex Maxwell Butler
  • Alexander Maxwell Butler

View on SEC IAPD

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Nearby Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT

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