Alison C Frederick

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → Present
  Baird
  Saint Joseph, MI
• 03/2020 → 10/2020
  Unemployed
  Sawyer, MI
• 03/2017 → 03/2020
  Self-Employed
  Westerville, OH
• 11/2016 → 03/2017
  Unemployed/Student
  Westerville, OH
• 07/2014 → 11/2016
  Bob Evans Farms
  New Albany, OH

Other Businesses

Name/Address: Kenton Morrow LLC 12880 Lakeland Ln Sawyer MI 49125 Start Date: 9/2/15 Hours Spent: 0-10+ hours/month Hours Spent During Trading: 0-10+ hours/month Role/Responsibility: Serve as serve administrator for LLC's 401(k) plan. Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2021-11-22

Other Names

• Alison Denise Cook