Carlos Schwarz Kleyman

Employer firm

Seaview Investment Managers LLC CRD 300155

$1.37B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → Present
  Independent Insurance Agent
  Mexico
• 03/2017 → 09/2018
  Family Development Project
  Playa Del Carmen, Quintana Roo
• 11/2014 → 03/2017
  Dk International Group Corp
  Hollywood, FL
• 03/2021 → 08/2025
  Vectorglobal Wmg
  Miami, FL

Previous Registrations

• 2021-03-30 → 2025-08-12
  Vectorglobal Iag, Inc.
  Miami, FL

Other Businesses

I'M A INSURANCE AGENT IN MEXICO, SELLING MOSTLY LIFE INSURANCE. I GOT CERTIFICIED IN SEPTEMBER 2018 BY THE COMISION NACIONAL DE 1-SEGUROS Y FIANZAS, WHICH IS THE FEDERAL GOVERMMENT ORGANIZATION IN CHARGE OF REGULATING INSURANCE PRACTICES IN MEXICO. MY DUTIES INCLUDE PROSPECTING POTENTIAL CLIENTS, IDENTIFYING THEIR NEEDS AND WANTS. RECOMMEND SUITABLE PRODUCTS, PREPARE QUOTES ACCORDINGLY AND FOLLOW UP ON CUSTOMERS POLICIES. I DEVOTE 40 HRS A WEEK TO THIS BUSINESS. GIVEN THAT THIS ACTIVITY PERTAIN TO INSURANCE IT IS CONSIDERED AN INVESTMENT RELATED ACTIVITY. 2-INSIGNIA LIFE- INSURANCE (LIFE) PROSPECT POTENTIAL CLIENTS, IDENTIFY THEIR NEEDS AND WANTS,RECOMMEND SUITABLE PRODUCTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-03-25