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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-09
MI RA APPROVED 2024-08-05
IN RA APPROVED 2023-02-03
  • IL RA
    APPROVED
    Since 2024-08-09
  • MI RA
    APPROVED
    Since 2024-08-05
  • IN RA
    APPROVED
    Since 2023-02-03

Branch Locations

8001 Broadway Suite 402, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Consolidated Fabrication Gary IN 10/2017 09/2020
The Walsh Group Chicago IL 05/2016 10/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2020 01/2022
Northwestern Mutual Investment Services Llc Crown Point IN 10/2020 01/2022
Migration Wealth Management, Llc Avon IN 01/2022 11/2022
Valic Financial Advisors, Inc. Pittsburgh PA 02/2023 Present
Agia Houston TX 02/2023 Present
  • 10/2017 → 09/2020
    Consolidated Fabrication
    Gary, IN
  • 05/2016 → 10/2017
    The Walsh Group
    Chicago, IL
  • 10/2020 → 01/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2020 → 01/2022
    Northwestern Mutual Investment Services Llc
    Crown Point, IN
  • 01/2022 → 11/2022
    Avon, IN
  • 02/2023 → Present
    Pittsburgh, PA
  • 02/2023 → Present
    Agia
    Houston, TX
Previous Registrations
Other Businesses

AGIA POSITION: Agent NATURE: Non-securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/06/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-06
S63 Uniform Securities Agent State Law Examination 2021-04-03
  • S65 Uniform Investment Adviser Law Examination
    2022-06-06
  • S63 Uniform Securities Agent State Law Examination
    2021-04-03
Other Names
  • Jeremy Crocker

View on SEC IAPD

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