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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-08-09 |
| MI | RA | APPROVED | 2024-08-05 |
| IN | RA | APPROVED | 2023-02-03 |
Branch Locations
8001 Broadway Suite 402, Merrillville, IN 46410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Consolidated Fabrication | Gary | IN | 10/2017 | 09/2020 |
| The Walsh Group | Chicago | IL | 05/2016 | 10/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2020 | 01/2022 |
| Northwestern Mutual Investment Services Llc | Crown Point | IN | 10/2020 | 01/2022 |
| Migration Wealth Management, Llc | Avon | IN | 01/2022 | 11/2022 |
| Valic Financial Advisors, Inc. | Pittsburgh | PA | 02/2023 | Present |
| Agia | Houston | TX | 02/2023 | Present |
AGIA POSITION: Agent NATURE: Non-securities Insurance Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 02/06/2023 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as agent to sell Non-Securities Insurance products for AGIA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-03 |
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