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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-06-13
TX RA APPROVED 2022-06-13
  • PA RA
    APPROVED
    Since 2022-06-13
  • TX RA
    APPROVED
    Since 2022-06-13

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Malvern PA 10/2020 Present
Vanguard Advisers, Inc. Malvern PA 06/2022 Present
The Vanguard Group, Inc. Malvern PA 10/2020 Present
Blb&B Advisors Llc Montgomeryville PA 07/2019 08/2019
Gettysburg College Gettysburg PA 09/2017 12/2019
Self-Employed Ambler PA 05/2017 01/2021
Gettysburg College Gettysburg PA 08/2016 05/2020
Self-Employed Ambler PA 07/2017 11/2020
Self-Employed Ambler PA 08/2020 11/2020
Zebrauny, Llc Ambler PA 08/2017 01/2018
Holly Days Nursery Inc. Ambler PA 06/2018 06/2018
Common Wealth Country Club Horsham PA 07/2019 08/2019
Self-Employed Ambler PA 07/2020 10/2020
Performist Althletics Ambler PA 11/2023 Present
  • 10/2020 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 06/2022 → Present
    Malvern, PA
  • 10/2020 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 07/2019 → 08/2019
    Blb&B Advisors Llc
    Montgomeryville, PA
  • 09/2017 → 12/2019
    Gettysburg College
    Gettysburg, PA
  • 05/2017 → 01/2021
    Self-Employed
    Ambler, PA
  • 08/2016 → 05/2020
    Gettysburg College
    Gettysburg, PA
  • 07/2017 → 11/2020
    Self-Employed
    Ambler, PA
  • 08/2020 → 11/2020
    Self-Employed
    Ambler, PA
  • 08/2017 → 01/2018
    Zebrauny, Llc
    Ambler, PA
  • 06/2018 → 06/2018
    Holly Days Nursery Inc.
    Ambler, PA
  • 07/2019 → 08/2019
    Common Wealth Country Club
    Horsham, PA
  • 07/2020 → 10/2020
    Self-Employed
    Ambler, PA
  • 11/2023 → Present
    Performist Althletics
    Ambler, PA
Other Businesses

NAME OF BUSINESS: PERFORMIST ATHLETICS NON-INVESTMENT-RELATED ADDRESS: AMBLER, PA NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 11/2023 APPROXIMATE HOURS/MONTH: 12 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-10
S63 Uniform Securities Agent State Law Examination 2020-11-25
  • S66 Uniform Combined State Law Examination
    2022-06-10
  • S63 Uniform Securities Agent State Law Examination
    2020-11-25
Other Names
  • John P Braun

View on SEC IAPD

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